Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Williams, E., Hunton, V., Hosey, G. et al. 2023. The impact of visitors on non-primate species in zoos: A quantitative review. Animals 13(7), 1178.

Visitors are a prominent feature in the lives of zoo animals, and their presence can cause a range of impacts on zoo animals (typically classed as positive, negative or neutral impacts), commonly referred to as...

Luisi, B., Micheletta, J., Julle-Danière, E. et al. 2023. Monkeying around: Non-human primate behavioural responses to humans reproducing their facial expressions. Applied Animal Behaviour Science 265, 105990.

People are often observed mimicking animals’ facial expressions in an attempt to communicate with them. However, to date, there is limited understanding of how animals respond to humans reproducing their facial displays, or if this...

Bertin, A., Mulot, B., Nowak, R. et al. 2023. Captive blue-and-yellow macaws (Ara ararauna) show facial indicators of positive affect when reunited with their caregiver. Behavioural Processes 206, 104833.

In mammals, human-animal bonding is recognized as a source of positive affect for companion or farm animals. Because this remains unexplored in birds, we investigated captive parrots’ perspective of the human-animal relationship. We used a...

Bertrand, D. A., Berman, C. M., Heistermann, M. et al. 2023. Effects of tourist and researcher presence on fecal glucocorticoid metabolite levels in wild, habituated Sulawesi crested macaques (Macaca nigra). Animals 13(18), 2842.

Ecotourism managers and researchers often assume that apparently habituated primate groups no longer experience adverse consequences of prolonged exposure to tourists or researchers. We examined the effects of tourists and researchers on fecal glucocorticoid metabolite...

Sharma, S., Khanal, L., Shrestha, S. et al. 2023. Zoo visitors as a source of enrichment to reduce abnormal behavior in captive rhesus macaques (Macaca mulatta) in the Central Zoo, Kathmandu, Nepal. Journal of Animal Behaviour Biometeorology 11(1), e2023005.

Overexpression of abnormal behavior among captive primates indicates poor management practices. The type, frequency, and contributing factors of abnormal behaviors vary highly across individual animals in captive settings. This study explored if sex, rearing history...

Buckmaster, C. L., Levesque, D., LaFollette, M. et al. 2022. Five hot topics in refinement of nonhuman primate neuroscience research. Laboratory Animal Science Professional 10(1) (January/February), 24-26.

Members of the North American 3Rs Collaborative (NA3RsC) refinement initiative have chosen to summarize developments in five hot topics of interest: 1. Tips for welfare-friendly transport, chairing, and restraint; 2. Guidance on refining food and...

Zausinger, P., Schneider, B. M., Bauer, A. et al. 2022. Short communication: Do the tameness of the dams and the sex of the offspring have an influence on the “gentling” effect in laboratory rats? Journal of Veterinary Behavior 52-53, 45-49.

“Gentling” (soft touching, “taming”) has long-term effects on the behavior of laboratory rats (Rattus norvegicus). Our own studies showed that the use of a “gentling” program in the fourth and fifth week of life resulted...

Hwang, S.-K., Tyszkiewicz, C., Dragon, M. et al. 2022. Introduction of gloved hand to cage induces 22-kHz ultrasonic vocalizations in male albino rats. PLOS ONE 17(11), e0278034.

Rodents emit ultrasonic vocalizations (USVs) above the human hearing threshold of ~ 20 kHz to communicate emotional states and to coordinate their social interactive behavior. Twenty-two kHz USVs emitted by adult rats have been reported...

Sørensen, D., Cloutier, S., Gaskill, B. (Eds.). 2021. Animal-centric Care and Management - Enhancing Refinement in Biomedical Research. CRC Press, Boca Raton, FL.

The concept of the 3Rs (Refinement, Reduction and Replacement) has been used as a framework for improving the welfare of laboratory animals for the last half century. By establishing an animal-centric view on housing and...

Bombail, V., Brown, S. M., Hammond, T. J. et al. 2021. Crying with laughter: Adapting the tickling protocol to address individual differences among rats in their response to playful handling. Frontiers in Veterinary Science 8, 677872.

In this Opinion paper, we consider whether current methods of tickling overemphasize the use of pinning (Figure 1) to which there may be a wider response variation than commonly acknowledged. We do not dispute that...

Krueger, L. D., Chang, S. E., Motoc, M. et al. 2021. Effects of pair housing on patency of jugular catheters in rats (Rattus norvegicus). JAALAS 60(3), 357-364.

Chronic vascular access devices are widely used in a variety of species for repeated blood sampling or substance administration. Jugular catheters are commonly used for studying addiction-related behaviors in rats. Rats with catheters have historically...

Prior, H., Blunt, H., Crossman, L. et al. 2021. Refining procedures within regulatory toxicology studies: Improving animal welfare and data. Animals 11(11), 3057.

During the development of potential new medicines or agrochemicals, an assessment of the safety profile to humans and environmental species is conducted using a range of different in silico and in vitro techniques in conjunction...

Costa, R., Leite Tamascia, M., Sanches, A. et al. 2020. Tactile stimulation of adult rats modulates hormonal responses, depression-like behaviors, and memory impairment induced by chronic mild stress: Role of angiotensin II. Behavioural Brain Research 379, 112250.

Physical touch can help to decrease the effects of stress. The aim of this study was to evaluate the influence of tactile stimulation on the hormonal and behavioral responses of young adult rats submitted to...

Okabe, S., Takayanagi, Y., Yoshida, M. et al. 2020. Gentle stroking stimuli induce affiliative responsiveness to humans in male rats. Scientific Reports 10, 9135.

Gentle tactile stimuli have been shown to play an important role in the establishment and maintenance of affiliative social interactions. Oxytocin has also been shown to have similar actions. We investigated the effects of gentle...

Reinhardt, V. (ed.) 2020. It’s Okay to Cry - Discussions by the Laboratory Animal Refinement & Enrichment Forum [LAREF], Volume V. Animal Welfare Institute, Washington, DC.

This is the 5th volume of selected discussions that took place on the electronic Laboratory Animal Refinement & Enrichment Forum between February 2016 and December 2019. The forum was created in October 2002; it allows...

LaFollette, M. R., Cloutier, S., Brady, C. M. et al. 2020. Changing human behavior to improve animal welfare: A longitudinal investigation of training laboratory animal personnel about heterospecific play or “rat tickling”. Animals 10(8), 1435.

Despite evidence for rat tickling’s animal welfare benefits, the technique is rarely implemented in part because of a lack of training. This study’s purpose was to determine the efficacy of online-only or online + hands-on...

Rault, J.-L., Waiblinger, S., Boivin, X. et al. 2020. The power of a positive human–animal relationship for animal welfare. Frontiers in Veterinary Science 7, 590867.

Domestic animals often seek and enjoy interacting with humans. Positive human–animal relationships can elicit positive emotions and other positive welfare outcomes. Nevertheless, our understanding of the underlying processes that govern the positive perception of humans...

Van Wijk, H., Haida, D., Duncan, C. et al. 2020. Surgery refinements improve success rates in rat bile collection. Animal Technology and Welfare 19(3), 251-254.

This poster compares the model success rates using 2 different housing regimes during recovery from surgery. Catheters were placed in the bile duct to collect bile; a second catheter was secured into the duodenum where...

Baker, K. C. 2020. Cage position and response to humans in singly-housed rhesus macaques (Macaca mulatta). JAALAS 59(5), 503-507.

Traditional laboratory caging for nonhuman primates is typically configured in a 2-tiered manner, with caging arranged in 2 horizontal rows stacked vertically. Studies of the effects of cage row have yielded inconsistent results with respect...

Estien, C., O’Connell, C., Francis, X. et al. 2020. Temporary behavioral responses to playbacks by a pest parrot and implications for management. Animal Behavior and Cognition 9(4), 363–384.

Human-wildlife interactions continue to increase due to anthropogenic disturbances, with some interactions resulting in conflict. Leveraging a taxa’s bias for a particular sensory cue is a promising management avenue for reducing the potential and realized...

LaFollette, M. R., Cloutier, S., Brady, C. et al. 2019. Laboratory animal welfare and human attitudes: A cross-sectional survey on heterospecific play or “rat tickling”. PLOS ONE 14(8), e0220580.

Laboratory rat welfare is critically influenced by laboratory animal personnel through their implementation, or lack of implementation, of various enrichment techniques. One such promising technique is heterospecific play, or “rat tickling”, which mimics aspects of...

Mazhary, H., Hawkins, P. 2019. Applying the 3Rs: A case study on evidence and perceptions relating to rat cage height in the UK. Animals 9(12), 1104.

This article investigates the barriers to implementing higher caging in animal research establishments in the UK. The use of animals in research and testing in the UK is regulated by the Animals (Scientific Procedures) Act...

van Wijk, H., Crossman, L., Adjin-Tettey, G. et al. 2018. Advances in animal welfare and scientific outcomes of the bile duct cannulated rat model utilised in ADME studies. Animal Technology and Welfare 17(1), 64-67.

Since rats lack a gall bladder, they are an ideal model for investigating continuous biliary excretion and biotransformation. The design and implementation of a modified tail cuff and cannula system introduced at Covance permits the...

LaFollette, M. R., O’Haire, M. E., Cloutier, S. et al. 2018. A happier rat pack: The impacts of tickling pet store rats on human-animal interactions and rat welfare. Applied Animal Behaviour Science 203, 92-102.

Rats find initial interactions with humans frightening, which can lead to negative affect, and poor welfare. A handling technique called “tickling”, which mimics rat rough-and-tumble play, can be used to reduce these negative effects. When...

Pomerantz, O., Nyandwi, S., Baker, K., 2018. Providing feeding enrichment by hand mitigates anxiety among laboratory-housed rhesus macaques (Macaca mulatta). American Journal of Primatology 80(S1), 20 (40th Meeting of the American Society of Primatologists Scientific Program, Abstract #26).

Some husbandry procedures may be perceived as aversive by cage‐housed rhesus macaques. We assessed whether providing feeding enrichment by hand as opposed to placing it on a caging surface decreases anxiety responses to daily husbandry...