Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Serres, A., Hao, Y., Wang, D. 2022. Monitoring captive odontocetes’ participation during training sessions for improving training efficiency and welfare evaluation. Journal of Veterinary Behavior 47, 45-58.

In captive facilities, odontocetes are subject to daily training/feeding sessions which often create close relationships between animals and their caretakers. Therefore, such sessions are thought to provide information that can be useful for welfare assessment...

Bernstein‐Kurtycz, L. M., Wiatroski, K. G., Leeds, A. et al. 2022. About pace: How variations in method and definition affect quantification of pacing in bears. Zoo Biology 41(4), 365-372.

Repetitive pacing behavior is exhibited by many species in zoos and is particularly prevalent in carnivores with large home ranges, such as bears. Pacing can be a behavioral indicator of poor welfare, however, understanding this...

Zhang, X., Wang, X., Ayala, J. et al. 2022. Possible effects of early maternal separation on the gut microbiota of captive adult giant pandas. Animals 12(19), 2587.

Maternal deprivation (MD) in early life induces dysbiosis in the host gut microbiota, which is a key determinant of abnormal behavior in stress model individuals. Compared with the early parenting environment of the wild, captive...

Hepps Keeney, C., Harrison, T. M. 2022. Euthanasia complications in non-domestic species. Journal of Zoological and Botanical Gardens 3(4), 616–623.

There are very few studies describing euthanasia complications in non-domestic species. The goal of this study was to survey veterinarians to determine what complications may commonly occur during the euthanasia of non-domestic species. An online...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2022. Environmental enrichment factors associated with the activity level of bottlenose dolphins under professional care. Journal of Zoological and Botanical Gardens 3(1), 44–55.

Environmental enrichment can be used to improve the welfare of dolphins in zoos and aquariums. Bottlenose dolphins under professional care are typically provided with a range of enrichment that has a variety of features and...

Matrai, E., Kwok, S. T., Boos, M. et al. 2022. Testing use of the first multi-partner cognitive enrichment devices by a group of male bottlenose dolphins. Animal Cognition 25(4), 961–973.

Alliance formation plays a crucial part in male dolphins’ lives. These partnerships may last for decades or even for a lifetime; thus, partner choice and the maintenance of these relationships are both considered key components...

Skovlund, C. R., Kirchner, M. K., Moos, L. W. et al. 2021. A critical review of animal-based welfare indicators for polar bears (Ursus maritimus) in zoos: Identification and evidence of validity. Animal Welfare 30(1), 1-18.

Captive polar bears (Ursus maritimus) are well-documented as being prone to behavioural disorders and, as a result, their welfare is the cause of increasing concern. There is therefore a need for an evidence-based approach to...

Serres, A., Xu, C., Hao, Y. et al. 2021. The click production of captive Yangtze finless porpoises (Neophocaena asiaeorientalis asiaorientalis) is influenced by social and environmental factors. Animals 11(2), 511.

Yangtze finless porpoises use high-frequency clicks to navigate, forage, and communicate. The way in which click production may vary depending on social or environmental context has never been investigated. A group of five captive Yangtze...

Fernandez, E. J. 2021. Appetitive search behaviors and stereotypies in polar bears (Ursus maritimus). Behavioural Processes 182, 104299.

Stereotypies in captive animals have been defined as repetitive, largely invariant patterns of behavior that serve no obvious goal or function. Stereotypies are commonly attributed to boredom or stress and are typically treated by enriching...

Reckendorf, A., Schmicke, M., Bunskoek, P. et al. 2021. Is harbor porpoise (Phocoena phocoena) exhaled breath sampling suitable for hormonal assessments? Animals 11(3), 907.

Over the last decades, exhaled breath sampling has been established for laboratory analysis in various cetacean species. Due to their small size, the usability of respiratory vapor for hormone assessments was questionable in harbor porpoises...

Delfour, F., Vaicekauskaite, R., García-Párraga, D. et al. 2021. Behavioural diversity study in bottlenose dolphin (Tursiops truncatus) groups and its implications for welfare assessments. Animals 11(6), 1715.

In the recent past, animal welfare studies have tried to determine the best animal welfare measures and indicators. Expression of behavioural diversity is considered a potential positive welfare indicator, and to the authors’ knowledge, it...

Huettner, T., Dollhaeupl, S., Simon, R. et al. 2021. Activity budget comparisons using long-term observations of a group of bottlenose dolphins (Tursiops truncatus) under human care: Implications for animal welfare. Animals 11(7), 2107.

Zoos and aquaria must provide optimal husbandry conditions and the highest welfare standards for their animals. How the welfare state of an animal or a group of animals can be precisely assessed is currently under...

Úbeda, Y., Ortín, S., Robeck, T. R. et al. 2021. Personality of killer whales (Orcinus orca) is related to welfare and subjective well-being. Applied Animal Behaviour Science 237, 105297.

Questionnaires are very useful tools when it comes to assessing zoo based animal measures and caretakers of these animals (such as keepers, trainers and veterinarians) are in the best position to provide accurate answers to...

Soriano Jimenez, A. I., Drago, M., Vinyoles, D. et al. 2021. Play behavior in two captive bottlenose dolphin calves (Tursiops Truncatus): Ethogram, ontogeny, and individual differences. Journal of Applied Animal Welfare Science 24(3), 292-320.

This research focused on different aspects of play behavior including ethogram, ontogeny, and individual differences, in one male and one female captive bottlenose dolphin calves (Tursiops truncatus) from November 2003 to June 2004. We presented...

Vonk, J., McGuire, M. C., Johnson-Ulrich, Z. 2021. Bearing fruit: Piloting a novel judgment bias task in an American black bear. Zoo Biology 40(2), 89-97.

Judgment bias tasks can reveal changes in affect in animals as a function of environmental manipulations such as provision of enrichment. We assessed affect in an American black bear across seasonal changes in availability of...

Segura-Göthlin, S., Fernández, A., Arbelo, M. et al. 2021. The validation of a non-invasive skin sampling device for detecting cetacean Poxvirus. Animals 11(10), 2814.

Poxvirus-like lesions are widely used as a potential health indicator in cetaceans, although for this application, corroboration of Poxvirus skin disease is imperative. Aiming to address skin biopsies intrusiveness, a preliminary investigation of a non-invasive...

Maher, C. J., Gibson, A., Dixon, L. M. et al. 2021. Developing a reliable welfare assessment tool for captive hibernatory bear species. Animals 11(11), 3090.

Animal welfare assessments are essential for the identification of welfare hazards and benchmarking of welfare improvements, though welfare assessments for zoo species are lacking. Bears are commonly housed in zoos but currently no composite welfare...

Zemanova, M. A. 2021. Noninvasive genetic assessment is an effective wildlife research tool when compared with other approaches. Genes 12(11), 1672.

Wildlife research has been indispensable for increasing our insight into ecosystem functioning as well as for designing effective conservation measures under the currently high rates of biodiversity loss. Genetic and genomic analyses might be able...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. et al. 2021. Assessment of animal management and habitat characteristics associated with social behavior in bottlenose dolphins across zoological facilities. PLOS ONE 16(8), e0253732.

Bottlenose dolphins are a behaviorally complex, social species that display a variety of social behaviors. Because of this, it is important for zoological facilities to strive to ensure animals display species-appropriate levels of social behavior...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. 2021. Relationships between animal management and habitat characteristics with two potential indicators of welfare for bottlenose dolphins under professional care. PLOS ONE 16(8), e0252861.

Accredited zoos and aquariums continually strive to ensure high levels of animal welfare for the animals under their professional care. Best management practices include conducting research to better understand factors that lead to optimal welfare...

Miller, L. J., Lauderdale, L. K., Bryant, J. L. et al. 2021. Behavioral diversity as a potential positive indicator of animal welfare in bottlenose dolphins. PLOS ONE 16(8), e0253113.

Accredited zoological facilities are committed to fully understanding the behavioral, mental, and physical needs of each species to continuously improve the welfare of the animals under their professional care and detect when welfare has diminished...

Lauderdale, L. K., Mellen, J. D., Walsh, M. T. et al. 2021. Towards understanding the welfare of cetaceans in accredited zoos and aquariums. PLOS ONE 16(8), e0255506.

Cetaceans are long-lived, social species that are valued as ambassadors inspiring the public to engage in conservation action. Under professional care, they are critical partners with the scientific community to understanding the biology, behavior, physiology...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2021. Habitat characteristics and animal management factors associated with habitat use by bottlenose dolphins in zoological environments. PLOS ONE 16(8), e0252010.

The way an animal uses its habitat can serve as an indicator of habitat appropriateness for the species and individuals. Bottlenose dolphins (Tursiops truncatus and Tursiops aduncus) in accredited zoos and aquariums experience a range...

Probert, R., Bastian, A., Elwen, S. H. et al. 2021. Vocal correlates of arousal in bottlenose dolphins (Tursiops spp.) in human care. PLOS ONE 16(9), e0250913.

Human-controlled regimes can entrain behavioural responses and may impact animal welfare. Therefore, understanding the influence of schedules on animal behaviour can be a valuable tool to improve welfare, however information on behaviour overnight and in...

Bernstein-Kurtycz, L. M., Koester, D. C., Snyder, R. J. et al. 2021. “Bearly” changing with the seasons: Bears of five species show few behavioral changes across seasons and at varying visitor densities. Animal Behavior and Cognition 8(4), 538–557.

In natural environments, bear behavior follows seasonal patterns but the zoo environment differs from the natural environment in several ways, including the presence of zoo visitors. Although typically difficult to disentangle, we were able to...