Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Fischer, C. P., Romero, L. M. 2019. Chronic captivity stress in wild animals is highly species-specific. Conservation Physiology 7(1), coz093.

Wild animals are brought into captivity for many reasons—conservation, research, agriculture and the exotic pet trade. While the physical needs of animals are met in captivity, the conditions of confinement and exposure to humans can...

Serres, A., Delfour, F. 2019. Social behaviors modulate bottlenose dolphins’ (Tursiops truncatus) breathing rate. Animal Behavior and Cognition 6(2), 127–140.

Breathing frequency is a non-invasive physiological measure that brings valuable information on the bottlenose dolphins’ internal state and behaviors. When combined with behavioral observations, it helps to better understand and interpret relevant behaviors. The present...

Perez, B. C., Mehrkam, L. R., Foltz, A. R. et al. 2018. Effects of enrichment presentation and other factors on behavioral welfare of pantropical spotted dolphin (Stenella attenuata). Journal of Applied Animal Welfare Science 21(2), 130-140.

Environmental enrichment is a crucial element of promoting welfare for animals in captivity. However, enrichment programs are not always formally evaluated for their efficacy. Furthermore, there is little empirical evidence of enrichment evaluation for species...

Bacon, H. 2018. Behaviour-based husbandry—A holistic approach to the management of abnormal repetitive behaviors. Animals 8(7), 103.

The field of zoo animal welfare science has developed significantly over recent years. However despite this progress in terms of scientific research, globally, zoo animals still face many welfare challenges. Recently, animal welfare frameworks such...

Clegg, I. 2018. Cognitive bias in zoo animals: An optimistic outlook for welfare assessment. Animals 8(7), 104.

Cognitive bias testing measures how emotional states can affect cognitive processes, often described using the “glass half-full/half-empty” paradigm. Classical or operant conditioning is used to measure responses to ambiguous cues, and it has been reported...

Wolfensohn, S., Shotton, J., Bowley, H. et al. 2018. Assessment of welfare in zoo animals: Towards optimum quality of life. Animals 8(7), 110.

Zoos are required to maintain a high standard of animal welfare, and this can be assessed using a combination of resource-based and animal-based indices usually divided into behavioural indicators, physiological indicators and clinical/pathological signs. Modern...

Clegg, I. L. K., Delfour, F. 2018. Cognitive judgement bias is associated with frequency of anticipatory behavior in bottlenose dolphins. Zoo Biology 37(2), 67–73.

Many animals display a suite of increased vigilance and/or activity responses in relation to upcoming events, termed “anticipatory behavior.” Anticipatory behavior toward positive events has been suggested as a cross‐species measure of affective state as...

Clegg, I. L. K., Rödel, H. G., Boivin, X. 2018. Looking forward to interacting with their caretakers: dolphins’ anticipatory behaviour indicates motivation to participate in specific events. Applied Animal Behaviour Science 202, 85-93.

Anticipatory behaviour describes the actions taken to prepare for an upcoming event. Bottlenose dolphins (Tursiops truncatus) in captivity are known to display anticipatory behaviours before feeding sessions, but it is unknown whether they would anticipate...

Brando, S., Broom, D. M., Acasuso-Rivero, C. et al. 2018. Optimal marine mammal welfare under human care: Current efforts and future directions. Behavioural Processes 156, 16-36.

Marine mammals include cetaceans, pinnipeds, sirenians, sea otters and polar bears, many of which are charismatic and popular species commonly kept under human care in zoos and aquaria. However, in comparison with their fully terrestrial...

Cappiello, B. M., Hill, H. M., Bolton, T. T. 2018. Solitary, observer, parallel, and social object play in the bottlenose dolphin (Tursiops truncatus). Behavioural Processes 157, 453-458.

Many comparative studies have focused on the emergence of solitary and social play in early development, however, few consider observer and parallel forms of play. In this study, we analyzed approximately 21 h of video recordings...

Rachinas-Lopes, P., Ribeiro, R., dos Santos, M. E. et al. 2018. D-Track—A semi-automatic 3D video-tracking technique to analyse movements and routines of aquatic animals with application to captive dolphins. PLOS ONE 13(8), e0201614.

Scoring and tracking animal movements manually is a time consuming and subjective process, susceptible to errors due to fatigue. Automated and semi-automated video-based tracking methods have been developed to overcome the errors and biases of...

Clegg, I. L. K., van Elk, C. E., Delfour, F. 2017. Applying welfare science to bottlenose dolphins (Tursiops truncatus). Animal Welfare 26(2), 165-176.

Animal welfare science is a burgeoning field, but research on cetaceans (whales, dolphins and porpoises) is lacking. Bottlenose dolphins (Tursiops truncatus) are the most well-known and studied cetaceans, particularly in captivity, and thus are used...

Monreal-Pawlowsky, T., Carbajal, A., Tallo-Parra, O. et al. 2017. Daily salivary cortisol levels in response to stress factors in captive common bottlenose dolphins (Tursiops truncatus): A potential welfare indicator. Veterinary Record 180(24), 593.

Dolphins in a captive setting can be occasionally subjected to a variety of potentially stressful situations. The stress response comprises a variety of biological reactions to internal or external stimuli elicited when an individual perceives...

Krebs, B. L., Torres, E., Chesney, C. et al. 2017. Applying behavioral conditioning to identify anticipatory behaviors. Journal of Applied Animal Welfare Science 20(2), 155-175.

The ability to predict regular events can be adaptive for nonhuman animals living in an otherwise unpredictable environment. Animals may exhibit behavioral changes preceding a predictable event; such changes reflect anticipatory behavior. Anticipatory behavior is...

Alligood, C. A., Dorey, N. R., Mehrkam, L. R. et al. 2017. Applying behavior-analytic methodology to the science and practice of environmental enrichment in zoos and aquariums. Zoo Biology 36(3), 175–185.

Environmental enrichment in zoos and aquariums is often evaluated at two overlapping levels: published research and day‐to‐day institutional record keeping. Several authors have discussed ongoing challenges with small sample sizes in between‐groups zoological research and...

Harvey, B. S., Dudzinski, K. M., Kuczaj, S. A. 2017. Associations and the role of affiliative, agonistic, and socio-sexual behaviors among common bottlenose dolphins (Tursiops truncatus). Behavioural Processes 135, 145-156.

Little is known about the specific behavioral exchanges that occur on a day-to-day basis between dyads of common bottlenose dolphins (Tursiops truncatus). This study assesses the proportion of time dyads spend in proximity (within ∼2...

Clegg, I. L., Rödel, H. G., Delfour, F. 2017. Bottlenose dolphins engaging in more social affiliative behaviour judge ambiguous cues more optimistically. Behavioural Brain Research 322, 115-122.

Cognitive bias tests measure variation in emotional appraisal and are validated methods to assess animals’ affective states. However, the link between social behaviours and cognitive bias has not yet been investigated. Bottlenose dolphins are a...

Rose, P. E., Nash, S. M., Riley, L. M. 2017. To pace or not to pace? A review of what abnormal repetitive behavior tells us about zoo animal management. Journal of Veterinary Behavior 20, 11-21.

Performance of abnormal repetitive behavior (ARB) is noted in many captive wild species. ARB can be categorized into 2 basic forms: those whose aim appears to be to compulsively reach an inappropriate goal and those...

Eskelinen, H., Winship, K., Borger-Turner, J. 2015. Sex, age, and individual differences in bottlenose dolphins (Tursiops truncatus) in response to environmental enrichment. Animal Behavior and Cognition 2(3), 241–253.

Application of environmental enrichment, as a means to successfully decrease undesired behaviors (e.g., stereotypic) and improve animal welfare, has been documented in a variety of zoological species. However, a dearth of empirical evidence exists concerning...

Hill, H., Guarino, S., Crandall, S. et al. 2015. Young belugas diversify adult beluga (Delphinapterus leucas) behavior. Animal Behavior and Cognition 2(3), 267–284.

Across the animal kingdom, immature animals are characterized by their playfulness and diversity of behavior, but are their actions enriching to adult conspecifics? The purpose of this study was to assess if beluga (Delphinapterus leucas)...

Hawkins, P. 2014. Refining housing, husbandry and care for animals used in studies involving biotelemetry. Animals 4(2), 361-373.

Biotelemetry can contribute towards reducing animal numbers and suffering in disciplines including physiology, pharmacology and behavioural research. However, the technique can also cause harm to animals, making biotelemetry a ‘refinement that needs refining’. Current welfare...

Kuczaj, S. A., Eskelinen, H. C. 2014. Why do dolphins play? Animal Behavior and Cognition 2(2), 113.

Play is an important aspect of dolphin life, perhaps even an essential one. Play provides opportunities for dolphin calves to practice and perfect locomotor skills, including those involved in foraging and mating strategies and behaviors...

Mackey, A. D., Makecha, R. N., Kuczaj, S. A. 2014. The development of social play in bottlenose dolphins (Tusiops truncatus). Animal Behavior and Cognition 1(1), 19–35.

For the young of many species, social play is an important aspect of development. Previous research has shown that bottlenose dolphin calves engage in social play early in life. Despite these observations, little is known...

Melfi, V. 2013. Is training zoo animals enriching? Applied Animal Behaviour Science 147, 299-305.

Husbandry training of zoo animals (training) has been associated with many benefits, and indisputably is a valuable tool; training facilitates movement of animals within their environment, and participation in husbandry and medical procedures. Training has...

Clark, F. E. 2013. Marine mammal cognition and captive care: A proposal for cognitive enrichment in zoos and aquariums. Journal of Zoo and Aquarium Research 1(1), 1-6.

Marine mammals, particularly cetaceans (whales, dolphins and porpoises) and pinnipeds (seals, sea lions and walruses) are popular in zoos and aquariums worldwide. Bottlenose dolphins and California sea lions have also been popular study species in...